Publications

2024 Finserv Compliance Study

Explore key findings on supervisory processes and compliance team performance.

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Our annual Compliance Study reveals what obstacles firms are facing as we head into 2024 and explains simple changes teams can make to strengthen their operational efficiency.

Key findings include:

  • What workload (and overhead) trends we saw this year, and what consequences can be associated with them

  • Why it's critical to evaluate and categorize content by type, risk potential, and supervisory burden to optimize efficiency

  • Smart ways to maximize lexicon performance to enable your team to focus on the highest-risk supervisory tasks

Download the study to learn actionable ways you can help your compliance team prioritize the right tasks and improve efficiencies in 2024.